Next Article 
Eukaryotic Cell, February 2003, p. 1-8, Vol. 2, No. 1
1535-9778/03/$08.00+0 DOI: 10.1128/EC.2.1.1-8.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.
Fatal Attraction: Nonself Recognition and Heterokaryon Incompatibility in Filamentous Fungi
N. Louise Glass* and Isao Kaneko
Department of Plant and Microbial Biology, University of California, Berkeley, California 94720

INTRODUCTION
Vegetative incompatibility is a common phenomenon in filamentous
fungi, including ascomycete, basidiomycete, and zygomycete fungi
(
27,
70,
80). A subset of vegetative incompatibility reactions
includes events that require hyphal fusion and heterokaryon
formation, whereby genetically different nuclei coexist in a
common cytoplasm. Nonself recognition leading to rejection of
heterokaryon formation is referred to as "heterokaryon incompatibility."
Heterokaryon incompatibility is a genetically regulated process
and most often results in death of the hyphal fusion cell (Fig.
1). This review will focus on recent developments in our understanding
of the molecular mechanisms of nonself recognition and downstream
effectors of death during heterokaryon incompatibility. The
recent release of the
Neurospora crassa genome sequence has
allowed the evaluation of the conservation of genes involved
in heterokaryon incompatibility in filamentous fungi and their
possible relationship to programmed cell death (PCD) in other
multicellular eukaryotes.

HETEROKARYON INCOMPATIBILITY IS A FUNGAL NONSELF RECOGNITION SYSTEM
Filamentous fungi grow by tip extension, branching, and hyphal
fusion to form a tridimensional hyphal network (
12). Different
individuals are also capable of undergoing hyphal fusion with
each other to form a vegetative heterokaryon (Fig.
1). Heterokaryon
formation in filamentous ascomycete fungi has potential benefits
of functional diploidy and mitotic genetic exchange during the
parasexual cycle (
61). Heterokaryon formation can also be used
to increase biomass for cooperation in resource exploitation
(
18). Although there are apparent benefits associated with heterokaryon
formation, heterokaryosis by hyphal fusion is believed to be
virtually excluded in nature by genetic differences at
het (heterokaryon
incompatibility) loci (
14,
52,
55,
63). Heterokaryon incompatibility
has been shown to reduce the risk of transmission of infectious
cytoplasmic elements such as virus-like double-stranded RNAs
(
16,
19) and exploitation by aggressive genotypes (
18). In some
cases, DNA polymorphisms associated with
het allele specificity
show transspecies polymorphisms (
82), indicating that these
loci are subject to balancing selection. Transspecies polymorphisms
are also found at loci in other organisms that confer nonself
recognition, such as the
S locus in plants (
15) and the major
histocompatibility complex loci in animal systems (
36).

HETEROKARYON INCOMPATIBILITY RESULTS IN HYPHAL COMPARTMENTATION AND DEATH
The triggering of hyphal compartmentation and death following
hyphal fusion between
het-incompatible individuals is morphologically
similar among different fungi (
1-
3,
8,
25,
53). Hyphal fusion
between compatible individuals (identical specificity at all
het loci) leads to stable heterokaryon formation and is often
associated with dramatic changes in cytoplasmic flow (
30) (Fig.
2A). Hyphal fusion between
het-incompatible individuals results
in rapid compartmentation and death of the hyphal fusion cell
and often surrounding cells (Fig.
2B). Cytoplasmic granules
form a few minutes after hyphal fusion, and the septal pores
which bracket the heterokaryotic cell (and often subtending
cells) become occluded (see inset, Fig.
2B). Vacuolization of
the cytoplasm is a prominent feature of heterokaryon incompatibility,
and bursting of these vacuoles is apparent (see open arrows
in Fig.
2B). Vacuoles in filamentous fungi contain numerous
proteases and degradative enzymes, which are released into the
cytoplasm upon lysis of the vacuoles. Destruction of the heterokaryotic
cell can be complete within 30 min after hyphal fusion. The
similarity in microscopic phenotype suggests that heterokaryon
incompatibility mediated by different
het loci and between different
fungal systems might share common cell death machinery. Other
results, such as heterologous expression of
N. crassa het-c in
Podospora anserina, also support this hypothesis (
71). Ultrastructural
studies of
het-incompatible partial diploids in
N. crassa show
organelle degeneration, shrinkage of the plasma membrane, and
septal plugging (
34). It has been suggested that the ultrastructural
and microscopic phenotypes associated with destruction of heterokaryotic
hyphal compartments may share some features with PCD in multicellular
metazoans (
13,
34,
37,
40). In support of this hypothesis, it
has been reported that nuclear degradation, a prominent feature
of apoptosis, also occurs during heterokaryon incompatibility
in
N. crassa (S. Marek, J. Wu, N. L. Glass, D. G. Gilchrist,
and R. M. Bostock, unpublished results).

THE PRODUCTS OF HET LOCI ARE DIVERSE
Genetic analyses in ascomycete fungi show that the number of
het loci in a particular species is between 5 and 11 (
27,
70).
In species where they have been genetically examined,
het loci
are distributed among linkage groups. With few exceptions, there
are generally only two to four allelic specificities at each
het locus. Even though the number of allelic specificities at
a particular
het locus is low, the fact that a particular species
possesses a number of unlinked
het loci greatly increases the
number of potentially incompatible
het genotypes in an outbreeding
species. The fact that these nonself recognition loci are unlinked
is predicted to affect mechanisms of selection; mathematical
models of
het allele selection indicate that transspecies polymorphisms
are not an essential feature of balancing selection acting on
these loci (
50).
Two types of genetic systems that regulate heterokaryon incompatibility have been described, allelic and nonallelic. In allelic systems, heterokaryon incompatibility is triggered when individuals that contain alternative allelic specificities at a single het locus undergo hyphal fusion (24, 63, 65). Strains that contain alternative het alleles within a single nucleus (either by the introduction of an alternative het gene by transformation or by crosses with translocation strains to form partial diploids) show greatly inhibited growth and hyphal compartmentation and death (51, 59, 73, 79). Because heterokaryon incompatibility is usually expressed only during vegetative growth, heterothallic (outbreeding) individuals with numerous allelic het differences can undergo sexual reproduction. In nonallelic systems, an interaction between specific alleles at two different het loci results in heterokaryon incompatibility. Nonallelic incompatibility can affect sexual reproduction (9, 70). In pseudohomothallic fungal species, such as P. anserina and Neurospora tetrasperma, opposite mating-type nuclei are compartmentalized in a single ascospore. If parental strains differ in allelic specificity at either allelic or nonallelic het loci, nuclei with incompatible het alleles are compartmentalized within a single ascospore. In this case, reproductive dysfunction can occur or progeny display heterokaryon incompatibility (62, 64, 70). It has been suggested that heterokaryon incompatibility may play a role in reproductive isolation in some species of filamentous fungi (22, 33, 64, 70).
It is apparent that het loci encode very different gene products (Table 1). Some het loci have defined roles in addition to heterokaryon incompatibility (65, 67, 76). Mutational analysis of other het loci has not revealed functions other than their role in heterokaryon incompatibility (73, 78). However, all the het locus mutants identified so far have lost the capacity for nonself recognition and will form a stable heterokaryon with strains with which they were formerly incompatible (29, 67, 68, 73, 78).
Recently, it has been shown that the
het-s locus in
P. anserina also acts as a prion (
17). Two alternative allelic specificities
occur at the
het-s locus,
het-s and
het-S. The prion form [Het-s]
is required to elicit heterokaryon incompatibility when a
het-s strain fuses with a
het-S strain. A strain containing the genetically
identical, nonprion [Het-s*] form is neutral and will form vigorous
heterokaryons with both
het-s and
het-S strains. Overexpression
of
het-s resulted in the formation of amyloid-like fibrils in
Escherichia coli (
20), and HET-s aggregation in
P. anserina was induced by biolistic introduction of HET-s protein aggregates
into a [HET-s*] strain (
45). Although [HET-s] acts as a prion
to convert [Het-s*] to [Het-s], the relationship among prion
activity, aggregation, and heterokaryon incompatibility is unclear.
For diseases associated with formation of amyloid fibrils, such
as Alzheimer's and Parkinson's diseases, it has been suggested
that oligomeric intermediates, rather than the fibrils themselves,
are toxic (
28). Aggregation of HET-s when it is overexpressed
in
P. anserina might be a manifestation of a similar protective
phenomenon.

MOLECULAR MECHANISMS ASSOCIATED WITH NONSELF RECOGNITION
A genetic difference at a
het locus (either allelic or nonallelic)
between two strains is sufficient to trigger growth inhibition,
hyphal compartmentation, and death. Alleles conferring alternative
het specificity are polymorphic (
62,
69,
72,
76), suggesting
that structural differences in HET proteins mediate nonself
recognition. These observations suggest either that alternative
HET proteins physically interact to mediate nonself recognition
or that they modify products that physically interact. Recently,
Sarkar et al. (
66) have detected a physical interaction between
alternative
N. crassa HET-C proteins. In
N. crassa, three allelic
specificities occur at
het-c (
32,
72). A polymorphic region
of 34 to 48 amino acids that is different among the three alternative
HET-C proteins is sufficient to confer allelic specificity (
72,
81). A HET-C heterocomplex, which consists of HET-C proteins
encoded by
het-c alleles of alternative specificity, localized
specifically to the plasma membrane of dead hyphal compartments
in
N. crassa. Localization of the HET-C heterocomplex to the
plasma membrane was essential for triggering typical heterokaryon
incompatibility (
66). These data suggest that the HET-C specificity
domain may mediate protein-protein interactions between alternative
HET-C proteins. Similarly, an interaction between the
P. anserina HET-s/HET-S has been reported from yeast two-hybrid experiments
(
17), and genetic analyses suggest a physical interaction between
P. anserina HET-C and HET-D/HET-E (
21). Presumably, a HET heterocomplex
may act as a "trigger" to mediate the downstream biochemical
and morphological aspects of heterokaryon incompatibility. Alternatively,
the formation of a HET heterocomplex may function to poison
the cell and thus may directly mediate growth inhibition and
death.

DOWNSTREAM EFFECTORS OF HETEROKARYON INCOMPATIBILITY
In
P. anserina, heterokaryon incompatibility is associated with
the synthesis of new polypeptides, including laccases, dehydrogenases,
an amino acid oxidase, and two specific proteases (
7,
10). An
aspartyl protease, the
papA product, is induced by glucose starvation
(
57). Although disruption of
papA does not affect heterokaryon
incompatibility, a heterokaryon incompatibility suppressor mutant,
the
mod-A1 mutant, reduced the expression of
papA. These data
suggest a relationship between starvation and heterokaryon incompatibility.
A subtilisin-like serine protease gene,
pspA, is induced by
heterokaryon incompatibility mediated by differences at the
P. anserina nonallelic
het loci,
het-r/
het-v and
het-c/
het-e (
56). PSPA is the ortholog of protease B of
Saccharomyces cerevisiae,
which is a vacuolar protease involved in autophagy (
56). A
P. anserina ortholog (
idi-7) of an
S. cerevisiae gene involved
in autophagy,
AUT7, is also induced during incompatibility mediated
by genetic differences at
het-r/het-v. The presence of autophagic
bodies in vacuoles, concomitant with relocalization of IDI-7,
is associated with heterokaryon incompatibility in
P. anserina (
60). These observations have led to the hypothesis that heterokaryon
incompatibility may be similar to autophagic PCD (
13,
60).
Phylogenetic and genetic analyses suggest that PCD is an ancient process, some parts of which evolved in bacteria (4, 38). A full genome analysis of N. crassa (Whitehead Institute, http://www-genome.wi.mit.edu/annotation/fungi/neurospora/; MIPS, http://www.mips.biochem.mpg.de/proj/neurospora/) showed that N. crassa lacks the central components of the metazoan apoptosis pathway, such as the caspases, Bcl-2/Bax, and TNF receptor family genes, similar to what has been reported from analysis of the S. cerevisiae and Schizosaccharomyces pombe genomes (38). However, expression of genes in S. cerevisiae that induce apoptosis in mammals, such as Bax, results in an apoptosis-like phenotype (41, 85). The apoptosis-like phenotype in S. cerevisiae is suppressed by expression of mammalian inhibitors of apoptosis, such as Bcl-XL (41). Mutations in S. cerevisiae CDC48 (46) and overexpression of HEL10, HEL13, NSR1, PPA1, SAR1, STM1, and YCA1 result in cell death in S. cerevisiae with a typical apoptotic phenotype (42, 47, 48). These results have led to the hypothesis that S. cerevisiae is capable of undergoing apoptosis under certain stress or age-related conditions (35, 39, 47). YCA1 encodes a metacaspase, which is believed to be evolutionarily related to caspases in multicellular eukaryotes. N. crassa has two predicted open reading frames (ORFs) that show high similarity to YCA1, in addition to CDC48 and SAR1 homologs (Table 1). An ATP4 homolog, which is required for Bax-mediated killing in S. cerevisiae, is also found in the N. crassa genome (49). An AP-ATPase and a NACHT-GTPase, which are associated with PCD in vertebrates, also exist in N. crassa but have not been identified in yeasts (38). Interestingly, P. anserina HET-E belongs to the NACHT family of proteins. The role of any of these other genes in heterokaryon incompatibility is unknown.
Three genes involved in mediating heterokaryon incompatibility in P. anserina, mod-A, mod-D, and mod-E, also have homologs in the N. crassa genome (Table 1). MOD-A contains an SH3-binding domain (6), which is a domain known to be involved in protein-protein interactions. The mod-D gene encodes the G
subunit of heterotrimeric G protein (43), and mod-E encodes a protein which belongs to the Hsp90 family (44) of protein chaperones (58). MOD-D (G
) and MOD-E (HSP90) are highly conserved components of signal transduction pathways and have additional functions in the life cycle besides heterokaryon incompatibility (43, 44).
Downstream effectors of heterokaryon incompatibility in N. crassa, tol and vib-1, have also been characterized. The tol mutant suppresses mating-type-associated heterokaryon incompatibility (54, 74). A surprising result of N. crassa genome searches is the number of predicted ORFs with similarity to TOL (Table 1; included in cluster 9 at http://www.mips.biochem.mpg.de/proj/neurospora/). Twenty-six predicted ORFs show similarity to TOL in the N. crassa genome (e values between e-10 and e-42). One additional predicted ORF is highly similar to TOL (Table 1). It was previously reported that TOL shows three regions of similarity to three other HET proteins, HET-6 from N. crassa and HET-E and HET-D from P. anserina (21, 76). In both HET-E and HET-D, the region of similarity to TOL is separate from the GTP binding site and WD repeat domain. The region of similarity of these 27 N. crassa TOL-like proteins also lies within the TOL-HET-6-HET-E domain (31). Whether or how this domain is relevant to heterokaryon incompatibility in N. crassa is unclear.
The N. crassa vib-1 mutant was isolated as a suppressor of het-c-associated heterokaryon incompatibility (83). Mutations at vib-1 also partially suppress mating-type heterokaryon incompatibility. VIB-1 shows similarity to PHOG, an Aspergillus nidulans ORF annotated as a putative nonrepressible acid phosphatase (5), and Ndt80p, a transcription factor involved in regulating meiosis in S. cerevisiae (84). vib-1 does not encode the structural gene for nonrepressible acid phosphatase (83), but VIB-1 may rather regulate its activity. Both N. crassa het-c and vib-1 also have additional homologs in the N. crassa genome (Table 1). The N. crassa het-c and het-c-like genes are highly conserved in a number of ascomycete and basidiomycete species but are absent from the genomes of S. cerevisiae and S. pombe (T. A. J. vanderLee, personal communication).
The conservation of P. anserina genes involved in heterokaryon incompatibility in N. crassa suggests that N. crassa has the genetic potential to utilize these loci for nonself recognition and heterokaryon incompatibility. In support of this hypothesis, the introduction of N. crassa het-c into P. anserina triggered growth inhibition, hyphal compartmentation, and death, with a phenotype very similar to that for het-c incompatibility in N. crassa (71). P. anserina possesses a homolog of N. crassa het-c, called hch (het-c homolog). However, DNA sequence analysis of hch among nine P. anserina isolates that were different at all other known het loci did not reveal polymorphisms, suggesting that hch may not function as a het locus in P. anserina. In N. crassa, nonallelic incompatibility can be triggered by the introgression of genes linked to tol from a related species, N. tetrasperma (33). Thus, a species may contain loci that have the capacity to function as a het locus and thereby trigger heterokaryon incompatibility, but whether they do or not may be dependent on the presence or absence of polymorphisms within fungal populations.

CONCLUDING REMARKS
Heterokaryon incompatibility serves as a nonself recognition
system in filamentous fungi, which presumably evolved because
of their ability to form vegetative heterokaryons. Analyses
of
het loci in
N. crassa and
P. anserina have revealed molecular
mechanisms of allelic specificity and nonself recognition. The
results of several studies suggest that heterokaryon incompatibility
is mediated by conserved cellular machinery among filamentous
fungi. Further analyses of PCD-associated genes in filamentous
fungi will define the relationship among autophagy, apoptosis-like
phenomena, and heterokaryon incompatibility. Although downstream
effectors of death may be identified by comparative genomic
analyses, a central and critical unknown component of our understanding
of heterokaryon incompatibility is how recognition triggers
entry into the cell death pathway.
The evolution of het loci is an intriguing phenomenon. How does the ability to recognize nonself evolve? Apparently filamentous fungi utilize genetic differences found in populations to mediate nonself recognition. The molecular analysis of het loci has not revealed a common principle for defining a het gene, even though genetic differences at a het locus may activate a common pathway that leads to heterokaryon incompatibility. The availability of complete filamentous fungal genomes will facilitate the identification of additional het loci and will hopefully reveal underlying principles of the evolution of nonself recognition systems.

ACKNOWLEDGMENTS
This work reported from the N. L. Glass laboratory was supported
by a grant from the National Institutes of Health (GM60468-01).
We thank David Perkins and Dave Jacobson and the members of the Glass laboratory for their critical reading of the manuscript and many helpful suggestions.

FOOTNOTES
* Corresponding author. Mailing address: Department of Plant and Microbial Biology, The University of California, Berkeley, CA 94720. Phone: (510) 643-2399. Fax: (510) 642-4995. E-mail:
Lglass{at}uclink.berkeley.edu.


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Eukaryotic Cell, February 2003, p. 1-8, Vol. 2, No. 1
1535-9778/03/$08.00+0 DOI: 10.1128/EC.2.1.1-8.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.
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